Sarah E. Rhoades

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CRD#: 7037095

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sarah E Rhoades, CFP®, who also goes by Sarah Eckstein, Sally Rhoades, was a registered financial professional .

Sarah is a previously registered financial professional and started their career in finance in 2018. Sarah had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Sarah Eckstein | Sally Rhoades

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

October 24, 2018 - January 12, 2022

ONE BRICK PLANNING & CONSULTING, LLC

RIA

CRD#: 277047

Colorado Springs, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

ONE BRICK PLANNING & CONSULTING, LLC

CRD#: 277047 / SEC#:

Colorado

Registered Investment Advisory firm - (12/7/2015 Approved)

Texas

Registered Investment Advisory firm - (3/12/2025 Conditional Restricted)

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Contact information

Main Address

5500 Greenwood Plaza Blvd #130, Greenwood Village, CO 80111

Mailing Address

Phone number

(720) 660-2491

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	171
AUM (Assets Under Management)	$ 22,556,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.