Michael K. Mcnulty
Professional summary
Michael Kevin Mcnulty was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Michael had worked at 7 firms, which includes EKN FINANCIAL SERVICES INC., PARK SOUTH SECURITIES LLC, VFINANCE INVESTMENTS INC, SOMERSET FINANCIAL GROUP INC., WEATHERLY SECURITIES CORPORATION, CIBC WORLD MARKETS CORP., E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2003 - August 24, 2006
EKN FINANCIAL SERVICES INC.
June 4, 2003 - November 3, 2003
EKN FINANCIAL SERVICES INC.
December 17, 2002 - February 12, 2003
PARK SOUTH SECURITIES, LLC
June 14, 2002 - December 13, 2002
VFINANCE INVESTMENTS, INC
June 15, 2001 - June 14, 2002
SOMERSET FINANCIAL GROUP, INC.
August 4, 1998 - June 26, 2001
WEATHERLY SECURITIES CORPORATION
July 1, 1981 - July 22, 1998
CIBC WORLD MARKETS CORP.
January 19, 1980 - July 14, 1981
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent Firm
EKN FINANCIAL SERVICES INC.
CRD#: 113525 / SEC#: , 8-53346
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
| Arbitration | 10 |
| Judgment/Lien | 1 |
Red Flags
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