Dominick J. Volpano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dominick Joseph Volpano, who also goes by Dominick J Volpano, was a registered financial professional .
Dominick is a previously registered financial professional and started their career in finance in 2019. Dominick had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2021 - March 8, 2023
RUSSELL INVESTMENTS
February 25, 2021 - June 1, 2022
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
January 7, 2019 - February 26, 2021
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/25/2021
General Securities Representative ExaminationSeries 6TO
Date: 1/7/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
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