Andrew J. Wellenbach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Jack Wellenbach was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1980. Andrew had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2010 - May 5, 2023
PRIME SOLUTIONS FINANCIAL SERVICES CORP.
May 25, 2010 - May 24, 2012
PRISOL SECURITIES, INC.
July 5, 1995 - July 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 28, 1989 - July 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 29, 1983 - April 3, 1989
GOLDMAN SACHS MONEY MARKETS INC.
January 19, 1980 - August 7, 1983
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRIME SOLUTIONS FINANCIAL SERVICES CORP.
CRD#: 120499 / SEC#: 801-63367
Contact information
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 12,692,478 |
Red Flags
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