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Nathan Chase Hubbard

Nathan C. Hubbard

PENOBSCOT FINANCIAL ADVISORS | Investment Consultant - Portland, ME
PORTLAND, ME 04101
CRD#: 7036689
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Nathan Chase Hubbard
Nathan Chase HubbardPENOBSCOT FINANCIAL ADVISORS

Professional summary

Nathan Chase Hubbard, who also goes by Nate Hubbard, Nathan Hubbard, is a registered financial advisor currently at PENOBSCOT FINANCIAL ADVISORS located in Portland, Maine.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nathan has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Biography

I partner with families and individuals to co-create retirement and financial plans. My goal is to help you achieve financial peace of mind.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nate Hubbard | Nathan Hubbard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Chase Hubbard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Clarks Summit University

Bachelor of Business Administration - Business

2019

Experience

Current

April 17, 2026 - Present

PENOBSCOT FINANCIAL ADVISORS

Office #1: One Monument Square Suite 501, Portland, ME 04101
RIA
CRD#: 286211
PORTLAND, ME
Past

March 31, 2025 - April 9, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
WESTBROOK, ME
Past

October 29, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
PORTLAND, ME
Past

January 11, 2019 - April 9, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PENOBSCOT FINANCIAL ADVISORS
PENOBSCOT FINANCIAL ADVISORS
PENOBSCOT FINANCIAL ADVISORS | PENOBSCOT WEALTH MANAGEMENT

CRD#: 286211 / SEC#: 801-108988

RIA
Registered Investment Advisory firm - (1/25/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(4/17/2026)
IAR
New Hampshire
(4/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/28/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/18/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/8/2018
Securities Industry Essentials Examination

Current Firm

PENOBSCOT FINANCIAL ADVISORS
PENOBSCOT FINANCIAL ADVISORS
PENOBSCOT FINANCIAL ADVISORS | PENOBSCOT WEALTH MANAGEMENT

CRD#: 286211 / SEC#: 801-108988

RIA
Registered Investment Advisory firm - (1/25/2017 Approved)
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Contact information

Main Address
One Monument Square Suite 501, Portland, ME 04101
Mailing Address
Phone number
(207) 990-1901
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PENOBSCOT FINANCIAL ADVISORS DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (3/13/2026)

Regulatory assets under management

Total Number of Accounts1,811
AUM (Assets Under Management)$ 544,532,434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PENOBSCOT FINANCIAL ADVISORS

PENOBSCOT FINANCIAL ADVISORS

Investment Consultant - Portland, MECRD#: 286211Portland, ME 04101

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