Jeremy D. Wagner

EMERGENT WEALTH ADVISORS

Williamsville, NY 14221

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CRD#: 7036635

Professional summary

Jeremy Daniel Wagner, who also goes by Jeremy Wagner, is a registered financial advisor currently at EMERGENT WEALTH ADVISORS, LLC located in Williamsville, New York.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jeremy has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeremy Wagner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sole Proprietor; Yes; Williamsville, NY; Insurance; Insurance Agent; 05/2023; 5/ MO; 0/ MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Daniel Wagner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2023 - Present

EMERGENT WEALTH ADVISORS, LLC

Office #1: 5500 Main Street, Suite 260, Williamsville, NY 14221

RIA

CRD#: 174845

Williamsville, NY

Past

September 10, 2021 - May 3, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PITTSBURGH, PA

Past

March 19, 2021 - May 3, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMERGENT WEALTH ADVISORS, LLC

CORNERSTONE FINANCIAL PLANNING LLC | EMERGENT WEALTH ADVISORS, LLC

CRD#: 174845 / SEC#: 801-106909

RIA

Registered Investment Advisory firm - (11/16/2015 Approved)

New York

Registered Investment Advisory firm - (11/16/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/19/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/5/2019

Securities Industry Essentials Examination

Current Firm

EMERGENT WEALTH ADVISORS, LLC

CORNERSTONE FINANCIAL PLANNING LLC | EMERGENT WEALTH ADVISORS, LLC

CRD#: 174845 / SEC#: 801-106909

RIA

Registered Investment Advisory firm - (11/16/2015 Approved)

New York

Registered Investment Advisory firm - (11/16/2015 Terminated)

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Contact information

Main Address

5500 Main Street, Suite 260, Williamsville, NY 14221

Mailing Address

Phone number

(716) 828-8390

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A AND 2B (1/9/2025)

Regulatory assets under management

Total Number of Accounts	901
AUM (Assets Under Management)	$ 202,893,297

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy D. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Daniel Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERGENT WEALTH ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

EMERGENT WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2021

Series 7TO

Date: 3/19/2021

SIE

Date: 4/5/2019

Current Firm

EMERGENT WEALTH ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMERGENT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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