Henry C. Pfeifer
Professional summary
Henry C Pfeifer is a registered financial advisor currently at NICOLET WEALTH MANAGEMENT located in Petoskey, Michigan and PRIVATE CLIENT SERVICES, LLC located in Petoskey, Michigan.
Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Henry has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Henry C Pfeifer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2023 - Present
NICOLET WEALTH MANAGEMENT
Office #1: 318 E Mitchell Street, Petoskey, MI 49770February 27, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 318 E Mitchell Street, Petoskey, MI 49770August 1, 2019 - December 10, 2021
FIFTH THIRD SECURITIES, INC.
February 22, 2019 - December 10, 2021
FIFTH THIRD SECURITIES, INC.
Primary Firm SEC Registration
NICOLET WEALTH MANAGEMENT
CRD#: 283940 / SEC#: 801-108012
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2023)
(6/28/2023)
(6/29/2023)
Exams
Series 6TO
Date: 2/21/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NICOLET WEALTH MANAGEMENT
CRD#: 283940 / SEC#: 801-108012
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,809 |
| AUM (Assets Under Management) | $ 3,849,158,087 |
Red Flags
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