Granthem J. Beck

LIBERTY FINANCIAL GROUP

Elm Grove, WI 53122

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CRD#: 7036548

Professional summary

Granthem James Beck is a registered financial advisor currently at LIBERTY FINANCIAL GROUP, INC. located in Elm Grove, Wisconsin.

Granthem is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Granthem has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Granthem James Beck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2023 - Present

LIBERTY FINANCIAL GROUP, INC.

Office #1: 13150 Watertown Plank Rd Suite 203, Elm Grove, WI 53122

RIA

CRD#: 111272

Elm Grove, WI

Past

September 4, 2019 - September 26, 2022

CURI CAPITAL, LLC

RIA

CRD#: 134249

Milwaukee, WI

Past

May 8, 2019 - July 18, 2019

5C CAPITAL MANAGEMENT, LLC

RIA

CRD#: 284213

WOODCLIFF LAKE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIBERTY FINANCIAL GROUP, INC.

LIBERTY ADVISORS INC | WOMEN'S FINANCIAL SERVICES | LIBERTY FINANCIAL GROUP, INC.

CRD#: 111272 / SEC#: 801-124940

RIA

Registered Investment Advisory firm - (5/4/2022 Approved)

Florida

Registered Investment Advisory firm - (1/20/2025 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/8/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(2/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2019

Uniform Investment Adviser Law Examination

Current Firm

LIBERTY FINANCIAL GROUP, INC.

LIBERTY ADVISORS INC | WOMEN'S FINANCIAL SERVICES | LIBERTY FINANCIAL GROUP, INC.

CRD#: 111272 / SEC#: 801-124940

RIA

Registered Investment Advisory firm - (5/4/2022 Approved)

Florida

Registered Investment Advisory firm - (1/20/2025 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/8/2022 Terminated)

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Contact information

Main Address

13150 Watertown Plank Rd Suite 203, Elm Grove, WI 53122

Mailing Address

Phone number

(262) 785-1377

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (1/23/2025)

Regulatory assets under management

Total Number of Accounts	639
AUM (Assets Under Management)	$ 125,162,344

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Granthem J. Beck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Granthem James Beck's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIBERTY FINANCIAL GROUP, INC.

CURI CAPITAL, LLC

5C CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

LIBERTY FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2019

Current Firm

LIBERTY FINANCIAL GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIBERTY FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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