Louis F. Albanese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Francis Albanese, who also goes by Louis F Albanese, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1980. Louis had worked at 8 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2019 - June 30, 2022
CRESTWOOD ADVISORS
January 7, 2013 - July 29, 2019
CATAMOUNT WEALTH MANAGEMENT
June 12, 2003 - November 3, 2004
GLOBAL PARTNERS SECURITIES INC.
June 10, 2003 - August 9, 2005
EQUITY STATION, INC.
March 2, 1995 - July 3, 2003
CONSTITUTION CAPITAL CORP.
February 27, 1995 - July 3, 2003
CONSTITUTION CAPITAL CORP.
November 30, 1990 - March 3, 1995
PRUDENTIAL EQUITY GROUP, LLC
January 24, 1983 - November 6, 1990
UBS FINANCIAL SERVICES INC.
January 19, 1980 - February 3, 1983
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
CRESTWOOD ADVISORS
CRD#: 286243 / SEC#: 801-108983
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/16/1981
Interest Rate Options ExaminationCurrent Firm
CRESTWOOD ADVISORS
CRD#: 286243 / SEC#: 801-108983
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,862 |
| AUM (Assets Under Management) | $ 7,015,988,190 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 06/20/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
