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DH

Dallen J. Haws

HAWS FINANCIAL PLANNING
Sierra Vista, AZ 85635
Some features on this profile are disabled
CRD#: 7036375
DH

Professional summary

Dallen Jared Haws, CFP® is a registered financial advisor currently at HAWS FINANCIAL PLANNING LLC located in Sierra Vista, Arizona.

Dallen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Dallen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dallen Jared Haws's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

January 16, 2019 - Present

HAWS FINANCIAL PLANNING LLC

Office #1: 4655 N Commerce Dr, Sierra Vista, AZ 85635
RIA
CRD#: 299122
Sierra Vista, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(1/16/2019)
IAR
Louisiana
(8/3/2021)
IAR
Ohio
(3/20/2026)
IAR
Texas
(8/4/2021)
IAR
Virginia
(8/6/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/9/2018
Uniform Investment Adviser Law Examination

Current Firm

HF
HAWS FINANCIAL PLANNING LLC
HAWS FINANCIAL PLANNING LLC

CRD#: 299122 / SEC#:

Arizona
Registered Investment Advisory firm - (1/16/2019 Approved)
Louisiana
Registered Investment Advisory firm - (8/3/2021 Approved)
Texas
Registered Investment Advisory firm - (7/30/2021 Conditional Restricted)
Virginia
Registered Investment Advisory firm - (8/6/2025 Approved)
PREMIUM
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Contact information

Main Address
3499 Canyon De Flores Suite E, Sierra Vista, AZ 85650
Mailing Address
Phone number
(520) 843-1559
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts414
AUM (Assets Under Management)$ 68,205,541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAWS FINANCIAL PLANNING LLC

CRD#: 299122Sierra Vista, AZ 85635

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