Dallen J. Haws

HAWS FINANCIAL PLANNING LLC

Sierra Vista, AZ 85635

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CRD#: 7036375

Professional summary

Dallen Jared Haws, CFP® is a registered financial advisor currently at HAWS FINANCIAL PLANNING LLC located in Sierra Vista, Arizona.

Dallen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Dallen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stronghold Steel Manager I help manage this company. It is a rebar supplier and fabricator. I help manage cash and job flow. I spend about 30 hours a week with this company and 25 of these hours are during trading hours. I have been doing this since 08/2018 to the present. It is not investment related. Address: 2420 W Sherman, Phoenix, AZ

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dallen Jared Haws's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

January 16, 2019 - Present

HAWS FINANCIAL PLANNING LLC

Office #1: 4655 N Commerce Dr, Sierra Vista, AZ 85635

RIA

CRD#: 299122

Sierra Vista, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/16/2019)

IAR

Louisiana
(8/3/2021)

IAR

Texas
(8/4/2021)

IAR

Virginia
(8/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2018

Uniform Investment Adviser Law Examination

Current Firm

HAWS FINANCIAL PLANNING LLC

CRD#: 299122 / SEC#:

Arizona

Registered Investment Advisory firm - (1/16/2019 Approved)

Louisiana

Registered Investment Advisory firm - (8/3/2021 Approved)

Texas

Registered Investment Advisory firm - (7/30/2021 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (8/6/2025 Approved)

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Contact information

Main Address

3499 Canyon De Flores Suite E, Sierra Vista, AZ 85650

Mailing Address

Phone number

(520) 843-1559

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	234
AUM (Assets Under Management)	$ 31,018,342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dallen J. Haws

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dallen Jared Haws's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAWS FINANCIAL PLANNING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2018

Current Firm

HAWS FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HAWS FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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