John B. Knight

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CRD#: 703607

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John B Knight, who also goes by John Bryan Knight, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1980. John had worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE, Series 7, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Bryan Knight

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 7, 2020 - June 3, 2021

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Centennial, CO

Past

February 7, 2020 - June 3, 2021

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

CENTENNIAL, CO

Past

March 19, 2018 - January 22, 2020

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

GREENWOOD VILLAGE, CO

Past

March 15, 2018 - January 22, 2020

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

GREENWOOD VILLAGE, CO

Past

August 28, 2015 - October 5, 2016

EDWARD JONES

RIA

CRD#: 250

PARKER, CO

Past

June 4, 2015 - October 5, 2016

EDWARD JONES

CRD#: 250

PARKER, CO

Past

November 29, 2010 - October 14, 2014

THE MUTUAL FUND STORE

RIA

CRD#: 143119

OVERLAND PARK, KS

Past

April 14, 2008 - June 15, 2010

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

ELIZABETH, CO

Past

December 12, 2007 - June 15, 2010

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

ELIZABETH, CO

Past

May 11, 2004 - December 17, 2007

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

DENVER, CO

Past

September 19, 2002 - April 12, 2004

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

DENVER, CO

Past

April 21, 1994 - April 12, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

August 1, 1991 - April 7, 1994

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

February 24, 1986 - August 1, 1991

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

August 22, 1983 - July 9, 1985

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

January 19, 1980 - August 22, 1983

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/11/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/30/1989

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/29/1986

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John B. Knight

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

EDWARD JONES

EDWARD JONES

THE MUTUAL FUND STORE

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

IFMG SECURITIES, INC.

PAMCO SECURITIES AND INSURANCE SERVICES

DREXEL BURNHAM LAMBERT INCORPORATED

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2015

Series 65

Date: 4/11/2008

Series 63

Date: 6/2/1980

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2015

Series 24

Date: 3/30/1989

Series 26

Date: 7/29/1986

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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