Benjamin E. Wolman
Professional summary
Benjamin Emile Wolman M, who also goes by Benjamin Emile Wolman, is a registered financial professional currently at CTC, LLC .
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2019. Benjamin has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Emile Wolman M's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2019 - Present
CTC, LLC
Office #1: 110 Bishopsgate 16th Floor, London, EC2N 4AYState Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 2/15/2019
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
