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JD

Jack D. Ducsay

Some features on this profile are disabled
CRD#: 703573
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jack Dennis Ducsay was a registered financial professional .

Jack is a previously registered financial professional and started their career in finance in 1980. Jack had worked at 7 firms and has passed the Series 63, Series 7, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 29, 2004 - February 21, 2006

COMERICA SECURITIES

BD
CRD#: 17079
WARREN, MI
Past

October 27, 2004 - November 12, 2004

R.M. STARK & CO., INC.

BD
CRD#: 7612
LAKE WORTH BEACH, FL
Past

January 17, 2001 - October 27, 2004

RODECKER & COMPANY, INVESTMENT BROKERS, INC.

BD
CRD#: 7283
SOUTHFIELD, MI
Past

January 18, 1989 - April 17, 1989

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
Past

October 3, 1988 - January 10, 1989

PRIMUS FINANCIAL SERVICES, INC.

BD
CRD#: 677
Past

November 2, 1987 - September 12, 1988

RODMAN & RENSHAW INC.

BD
CRD#: 724
Past

March 20, 1985 - November 6, 1987

H. B. SHAINE & CO., INC.

BD
CRD#: 374
Past

January 19, 1980 - March 22, 1985

RODECKER & COMPANY, INVESTMENT BROKERS, INC.

BD
CRD#: 7283

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/10/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/8/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 12/18/2002
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/16/2001
General Securities Principal Examination

Current Firm

CS
COMERICA SECURITIES
ADVANTAGE INVESTMENT SERVICE | MANUBANK INVESTMENT SERVICES CORPORATION | COMERICA SECURITIES,INC. | COMERICA SECURITIES | COMERCIA SECURITIES

CRD#: 17079 / SEC#: 801-64897, 8-35001

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1000 Woodward Ave, Detroit, MI 48226
Mailing Address
36455 Corporate Drive Mail Code 3291, Farmington Hills, MI 48331
Phone number
(214) 462-1117
Established
Michigan since 10/10/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
211

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

COMERICA SECURITIES ADV PART 2 DISCLOSURE BROCHURE (4/26/2023)
COMERICA SECURITIES WRAP FEE PROGRAM BROCHURE (4/26/2023)

Direct owners and executive officers

NamePositionCRD#
COMERICA INVESTMENT SERVICES, INC.SHAREHOLDER
AMOS, NICHOLAS CHARLESDIRECTOR2013807
CARR, JAMESDIRECTOR4353199
MAIER, JOHN BONIFACEDIRECTOR1812378
MURDOCK, WILLIAM BCEO/PRESIDENT/CHAIRMAN5777100
SCHELL, RICHARD EDWARDDIRECTOR/ SENIOR VICE PRESIDENT/ CCO1543415
THAIRANI, POOJADIRECTOR/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER7869698

Regulatory assets under management

Total Number of Accounts4,527
AUM (Assets Under Management)$ 2,385,128,214

Disclosures

Regulatory Event13
Arbitration3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/11/2023
Cover Page
Report
12/05/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMERICA SECURITIES

CRD#: 17079

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