Michael Richard Sturges
Professional Summary
Michael Richard Sturges is a registered financial advisor currently at THE STURGES COMPANY located in Naples, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 2 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 52, Series 14, Series 54, Series 24, Series 27, Series 53 and Series 54FN exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
THE STURGES COMPANY
Contact Information
Main Address
8787 Bay Colony Drive #1002, Naples, FL 34108Mailing Address
8787 Bay Colony Drive #1002, Naples, FL 34108Phone Number
(239) 302-2967Established
Ohio since 10/01/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STURGES, MICHAEL RICHARD | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER/FINOP/CFO | 703561 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/24/2016)
(12/17/1985)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Jun 2017About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Dec 2020About the Series 54 examSeries 54FN — Municipal Securities Financial and Operations Principal Examination
Passed Jun 1980SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Richard Sturges's CRS (Customer Relationship Summary).
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