Brandon Clark

THE CLARK GROUP ASSET MANAGEMENT

Dana Point, CA 92629

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CRD#: 7035559

Professional summary

Brandon Clark, CFP®, who also goes by Brandon Musset Clark, is a registered financial advisor currently at THE CLARK GROUP ASSET MANAGEMENT located in Dana Point, California.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Brandon has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brandon Musset Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*119398 For profit or not for profit: For-Profit Organization Name of outside business organization: Beverly Hills Tennis Center Investment related: N Address of business: Beverly Hills, California 90210 Nature of business: Other,Tennis Center Position, title, association: Part-Time, Start date of relationship: 9/4/2018 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Tennis Instructor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

August 7, 2019 - Present

THE CLARK GROUP ASSET MANAGEMENT

Office #1: 24941 Dana Point Harbor Drive Suite C210, Dana Point, CA 92629

RIA

CRD#: 164405

Dana Point, CA

Past

March 11, 2019 - August 1, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CENTURY CITY, CA

Past

January 17, 2019 - August 1, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CENTURY CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE CLARK GROUP ASSET MANAGEMENT

PACHIRA INVESTMENTS, INC. | THE CLARK GROUP ASSET MANAGEMENT

CRD#: 164405 / SEC#: 801-77136

RIA

Registered Investment Advisory firm - (9/28/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/17/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/3/2018

Securities Industry Essentials Examination

Current Firm

THE CLARK GROUP ASSET MANAGEMENT

PACHIRA INVESTMENTS, INC. | THE CLARK GROUP ASSET MANAGEMENT

CRD#: 164405 / SEC#: 801-77136

RIA

Registered Investment Advisory firm - (9/28/2012 Approved)

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Contact information

Main Address

24941 Dana Point Harbor Drive Suite C210, Dana Point, CA 92629

Mailing Address

Phone number

(949) 558-3898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 291,806,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE CLARK GROUP ASSET MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

THE CLARK GROUP ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2019

Series 7TO

Date: 1/17/2019

SIE

Date: 12/3/2018

Current Firm

THE CLARK GROUP ASSET MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE CLARK GROUP ASSET MANAGEMENT

TRUST BUT VERIFY

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