Nathan D. Jones
Professional summary
Nathan Daniel Jones is a registered financial professional currently at BTIG, LLC located in New York, New York.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2019. Nathan has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan Daniel Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2023 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022March 21, 2022 - October 26, 2023
LEERINK PARTNERS LLC
June 5, 2019 - March 25, 2022
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2023)
(11/27/2023)
(11/27/2023)
(11/27/2023)
(11/27/2023)
(11/27/2023)
(11/27/2023)
(11/27/2023)
(11/27/2023)
Exams
Series 79TO
Date: 6/5/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
