Paul R. Schnitman

PLAN AHEAD FINANCIAL MANAGEMENT

Abilene, TX 79605

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CRD#: 703477

Professional summary

Paul Robert Schnitman is a registered financial advisor currently at PLAN AHEAD FINANCIAL MANAGEMENT, INC. located in Abilene, Texas.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Paul has worked at 3 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Robert Schnitman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2006 - Present

PLAN AHEAD FINANCIAL MANAGEMENT, INC.

Office #1: 200 Sayles Blvd, Abilene, TX 79605

RIA

CRD#: 113492

Abilene, TX

Past

October 20, 1980 - August 30, 1996

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

January 15, 1980 - August 30, 1996

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/23/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/18/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 1/15/1980

Registered Representative Examination

Current Firm

PLAN AHEAD FINANCIAL MANAGEMENT, INC.

PLAN AHEAD FINANCIAL MANAGEMENT, INC. | PLAN AHEAD, INC.

CRD#: 113492 / SEC#: 801-58254

RIA

Registered Investment Advisory firm - (2/24/2012 Terminated)

Colorado

Registered Investment Advisory firm - (4/2/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/30/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

200 Sayles Blvd, Abilene, TX 79605

Mailing Address

Phone number

(325) 672-7212

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 66,367,023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul R. Schnitman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Robert Schnitman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLAN AHEAD FINANCIAL MANAGEMENT, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

State Registrations and Notice Filings

Exams

Series 63

Date: 1/18/1988

Series 1

Date: 1/15/1980

Current Firm

PLAN AHEAD FINANCIAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLAN AHEAD FINANCIAL MANAGEMENT, INC.

TRUST BUT VERIFY

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