Jeremiah Rangel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremiah Rangel was a registered financial professional .
Jeremiah is a previously registered financial professional and started their career in finance in 2019. Jeremiah had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2024 - April 11, 2025
CRESTA ADVISORS
March 17, 2020 - February 24, 2021
BBVA SECURITIES INC.
February 12, 2019 - October 17, 2019
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
CRESTA ADVISORS
CRD#: 169641 / SEC#: 801-79454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/12/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CRESTA ADVISORS
CRD#: 169641 / SEC#: 801-79454
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 581 |
| AUM (Assets Under Management) | $ 533,116,218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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