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DR

David P. Remigino

BUELL SECURITIES
Glastonbury, CT 06033
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CRD#: 703426
DR

Professional summary


David Paul Remigino is a registered financial professional currently at BUELL SECURITIES CORP. located in Glastonbury, Connecticut.

David is registered as a RR (Registered Representative) and started their career in finance in 1980. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Paul Remigino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 15, 1998 - Present

BUELL SECURITIES CORP.

Office #1: 200 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033
BD
CRD#: 1342
Glastonbury, CT
Past

September 15, 1995 - April 21, 1998

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

July 31, 1993 - September 27, 1995

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 19, 1980 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(12/18/2002)
RR
Connecticut
(5/15/1998)
RR
Florida
(5/20/1998)
RR
Massachusetts
(5/15/1998)
RR
New Hampshire
(8/5/2003)
RR
New York
(5/15/1998)
RR
Vermont
(1/11/2007)
RR
Virginia
(5/18/1998)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/7/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 10/17/1981
Interest Rate Options Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BUELL SECURITIES CORP.
BUELL SECURITIES CORP.

CRD#: 1342 / SEC#: , 8-22058

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
200 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033
Mailing Address
200 Glastonbury Boulevard Suite 102, Glastonbury, CT 06033
Phone number
(860) 657-1700
Established
Connecticut since 08/01/1977
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BERRIS, CHRISTOPHER DPRESIDENT1448682
CULLEN, JAMES TAYLORVP & CCO58398

Disclosures


Regulatory Event5
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BUELL SECURITIES CORP.

CRD#: 1342Glastonbury, CT 06033

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