QH
Quynh L. Ho
WERBA RUBIN PAPIER WEALTH MANAGEMENT
San Jose, CA 95112
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CRD#: 7034192
QH
Professional summary
Quynh L Ho is a registered financial advisor currently at WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC located in San Jose, California.
Quynh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Quynh has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CEREUS INVESTMENT INC.,
2809 HOSTETTER RD, SAN JOSE, CA 95132
FROM 6/22/2012 TO PRESENT
CEO, NON-SECURITY RELATED
REAL ESTATE BROKERAGE, BOOKKEEPING, TAX PREPARATION
Approximately 10 hours per month during securities trading hours
//
CEREUS CORPORATION,
2809 HOSTETTER RD, SAN JOSE, CA 95132
FROM 7/28/2010 TO PRESENT
CFO, NON-SECURITY RELATED
CONSTRUCTION COMPANY
Approximately 20 hours per month during securities trading ours
CRS (Client Relationship Summary) - RIA
Click below to view Quynh L Ho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2019 - Present
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC
Office #1: 1732 North 1st Street Suite 220, San Jose, CA 95112RIA
CRD#: 139237
San Jose, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WR
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC
WERBA & DAVIS ADVISORY SERVICES, LLC | WERBA RUBIN WEALTH MANAGEMENT, LLC | WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC | WERBA ADVISORY SERVICES, LLC | WERBA ADVISORY SERVICES, INC.
CRD#: 139237 / SEC#: 801-66794
RIA
Registered Investment Advisory firm - (6/2/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/4/2019)
Current Firm
WR
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC
WERBA & DAVIS ADVISORY SERVICES, LLC | WERBA RUBIN WEALTH MANAGEMENT, LLC | WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC | WERBA ADVISORY SERVICES, LLC | WERBA ADVISORY SERVICES, INC.
CRD#: 139237 / SEC#: 801-66794
RIA
Registered Investment Advisory firm - (6/2/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1732 North 1st Street Suite 220, San Jose, CA 95112
Mailing Address
Phone number
(408) 217-2000
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,939 |
| AUM (Assets Under Management) | $ 1,129,509,616 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
