Tracy Byrnes
Professional summary
Tracy Byrnes is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in Hackensack, New Jersey and LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York.
Tracy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Tracy has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tracy Byrnes's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2025 - Present
LEBENTHAL GLOBAL ADVISORS, LLC
April 21, 2025 - Present
LEBENTHAL FINANCIAL SERVICES, INC.
Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753January 3, 2019 - May 8, 2025
UBS FINANCIAL SERVICES INC.
December 11, 2018 - May 8, 2025
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2025)
(4/21/2025)
(4/21/2025)
(5/1/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
(4/23/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
(5/14/2025)
Exams
Series 7TO
Date: 12/11/2018
General Securities Representative ExaminationFINRA
Current Firm
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,279 |
| AUM (Assets Under Management) | $ 819,985,389 |
Red Flags
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