Karen M. Ho Smith
Professional summary
Karen Mae Ho Smith, who also goes by Karen Mae Ho, Karen Mae Ho-ryan, is a registered financial advisor currently at KCCS MANAGEMENT INC. located in Weston, Connecticut.
Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Karen has worked at 7 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karen Mae Ho Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2017 - Present
KCCS MANAGEMENT INC.
May 7, 2007 - June 29, 2017
KMH MANAGEMENT INC.
October 12, 1990 - October 30, 2013
ROTHSCHILD LIEBERMAN LLC
August 3, 1990 - October 26, 1990
MINOTAUR SECURITIES CORPORATION
January 12, 1987 - July 13, 1990
PENDRICK REEVES ASSOCIATES, INC.
December 2, 1983 - January 16, 1987
LIME TRADING CORP
November 1, 1981 - August 2, 1982
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/9/2017)
Exams
Current Firm
KCCS MANAGEMENT INC.
CRD#: 284944 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 33,323,792 |
Red Flags
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