Ryan D. Aguiar

ARBOR WEALTH MANAGEMENT

Walnut Creek, CA 94598

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CRD#: 7034092

Professional summary

Ryan David Aguiar is a registered financial advisor currently at ARBOR WEALTH MANAGEMENT located in Walnut Creek, California and OSAIC WEALTH, INC. located in Walnut Creek, California.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Ryan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ARBOR WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Wealth Management RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 85 START DATE: 01/01/2019 ADDRESS: 2855 Mitchell Drive, Suite 203, Walnut Creek CA 94598, United States DESCRIPTION: I manage portfolio creation and research as well as client accounts. 2.ARBOR WEALTH MANAGEMENT POSITION: Fixed Insurance Seller NATURE: Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2019 ADDRESS: 2855 Mitchell Drive, Suite 203, Walnut Creek CA 94598, United States DESCRIPTION: Selling Fixed insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan David Aguiar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2020 - Present

ARBOR WEALTH MANAGEMENT

Office #1: 2700 Ygnacio Valley Road 275, Walnut Creek, CA 94598

RIA

CRD#: 289324

Walnut Creek, CA

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 2700 Ygnacio Valley Road Suite 275, Walnut Creek, CA 94598

RIA

CRD#: 23131

Walnut Creek, CA

Past

February 8, 2019 - December 26, 2019

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

WALNUT CREEK, CA

Past

December 12, 2018 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/3/2023)

Arizona
(11/3/2023)

IAR

California
(1/8/2020)

California
(11/3/2023)

Idaho
(11/3/2023)

Montana
(5/28/2025)

Nevada
(11/3/2023)

New York
(1/16/2025)

Texas
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/12/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/7/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ARBOR WEALTH MANAGEMENT

AGUIAR, STEPHEN, JOHN | ARBOR WEALTH MANAGEMENT

CRD#: 289324 / SEC#:

California

Registered Investment Advisory firm - (11/14/2017 Approved)

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Contact information

Main Address

2700 Ygnacio Valley Road 275, Walnut Creek, CA 94598

Mailing Address

Phone number

925-947-0900 EXT. 111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	358
AUM (Assets Under Management)	$ 104,410,488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan D. Aguiar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan David Aguiar's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBOR WEALTH MANAGEMENT

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2019

Series 7TO

Date: 12/12/2018

SIE

Date: 11/7/2018

FINRA

Current Firm

ARBOR WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARBOR WEALTH MANAGEMENT

TRUST BUT VERIFY

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