Emily R. Walls

ASCENSION CAPITAL ADVISORS

Houston, TX 77056

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CRD#: 7033554

Professional summary

Emily Russo Walls, CFP®, who also goes by Allie Russo Walls, is a registered financial advisor currently at ASCENSION CAPITAL ADVISORS, INC. located in Houston, Texas.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Emily has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allie Russo Walls

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ascension Capital Advisors. Investment related. 4900 Woodway, Suite 1150; Houston, TX 77056. Wealth Management. Wealth Advisor. 7/2020. 200 hrs/mnth. Specialize in financial planning. 2) Independent insurance agent; 07/2020; Investment related; 30 hrs/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Russo Walls's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

April 16, 2021 - Present

ASCENSION CAPITAL ADVISORS, INC.

Office #1: 4900 Woodway Drive Suite 1150, Houston, TX 77056

RIA

CRD#: 109518

Houston, TX

Past

September 18, 2020 - April 30, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

HOUSTON, TX

Past

December 13, 2018 - June 9, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BEVERLY HILLS, CA

Past

November 29, 2018 - June 9, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASCENSION CAPITAL ADVISORS, INC.

CRD#: 109518 / SEC#: 801-57951

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/29/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/8/2018

Securities Industry Essentials Examination

Current Firm

ASCENSION CAPITAL ADVISORS, INC.

CRD#: 109518 / SEC#: 801-57951

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

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Contact information

Main Address

4900 Woodway Drive Suite 1150, Houston, TX 77056

Mailing Address

Phone number

(713) 952-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B JULY 2025 (7/7/2025)

Regulatory assets under management

Total Number of Accounts	519
AUM (Assets Under Management)	$ 634,287,172

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
01/18/2024	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Emily R. Walls

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Russo Walls's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ASCENSION CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2018

Series 7TO

Date: 11/29/2018

SIE

Date: 11/8/2018

Current Firm

ASCENSION CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASCENSION CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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