Rita W. Delaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rita Watts Delaney, who also goes by Rita Watts, was a registered financial professional .
Rita is a previously registered financial professional and started their career in finance in 1978. Rita had worked at 4 firms and has passed the Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 1983 - February 11, 1988
WARREN & BROWN ASSOCIATES, INC.
December 11, 1981 - May 19, 1982
BAGLEY SECURITIES, INC.
January 21, 1981 - November 16, 1981
MAIN STREET SECURITIES, INC.
October 17, 1978 - September 6, 1980
EDWARD BROWN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WARREN & BROWN ASSOCIATES, INC.
CRD#: 13410 / SEC#: , 8-14099
Contact information
Documents
Red Flags
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