Matthew T. Urban
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Tyler Urban, who also goes by Matt Urban, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2019. Matthew had worked at 3 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2024 - November 18, 2025
AEGIS WEALTH MANAGEMENT, INC.
July 2, 2019 - April 6, 2020
MOLONEY SECURITIES ASSET MANAGEMENT LLC
April 1, 2019 - April 6, 2020
MOLONEY SECURITIES CO., INC.
Primary Firm SEC Registration
AEGIS WEALTH MANAGEMENT, INC.
CRD#: 301990 / SEC#: 801-117179
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/21/2024
General Securities Representative ExaminationCurrent Firm
AEGIS WEALTH MANAGEMENT, INC.
CRD#: 301990 / SEC#: 801-117179
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,538 |
| AUM (Assets Under Management) | $ 175,971,164 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
