Dwight B. Bronnum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dwight Benno Bronnum was a registered financial advisor .
Dwight is a previously registered financial advisor and started their career in finance in 1980. Dwight had worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2008 - October 24, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
September 21, 2005 - September 24, 2014
RESOURCE HORIZONS GROUP LLC
April 12, 1993 - August 19, 2005
DUNWOODY BROKERAGE SERVICES, INC.
January 6, 1990 - May 10, 1993
ARGENT SECURITIES, INC.
November 19, 1989 - January 10, 1990
OSAIC WEALTH, INC.
April 24, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 15, 1980 - May 5, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/7/1980
Registered Representative ExaminationCurrent Firm
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
CRD#: 143384 / SEC#: 801-68068
Contact information
Red Flags
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