Blaine Dahl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blaine Dahl, who also goes by Blaine Erling Dahl, was a registered financial professional .
Blaine is a previously registered financial professional and started their career in finance in 2018. Blaine had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2024 - October 28, 2024
FORTHRIGHT CAPITAL ADVISORY
September 6, 2022 - March 12, 2024
EQUITABLE ADVISORS, LLC
September 6, 2022 - March 12, 2024
EQUITABLE ADVISORS, LLC
January 9, 2019 - February 28, 2022
EDWARD JONES
December 13, 2018 - February 28, 2022
EDWARD JONES
Primary Firm SEC Registration
FORTHRIGHT CAPITAL ADVISORY
CRD#: 323596 / SEC#: 801-128191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/13/2018
General Securities Representative ExaminationCurrent Firm
FORTHRIGHT CAPITAL ADVISORY
CRD#: 323596 / SEC#: 801-128191
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 882 |
| AUM (Assets Under Management) | $ 64,985,533 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
