Donna A. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Ann Zaccheo Walker, who also goes by Donna Ann Walker, Donna Ann Zaccheo, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1979. Donna had worked at 13 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2019 - September 3, 2020
FUNDING CIRCLE SECURITIES LLC
October 26, 2017 - July 1, 2019
CARTA SECURITIES, LLC
January 2, 2015 - July 22, 2016
PROTECTED INVESTORS OF AMERICA
March 10, 2014 - October 14, 2014
BURRILL SECURITIES
January 7, 2014 - August 11, 2021
GORDIAN INVESTMENTS, LLC
December 5, 2008 - January 3, 2014
1ST DISCOUNT BROKERAGE, INC.
January 5, 1999 - March 16, 2005
CHARTER ONE SECURITIES, INC.
January 4, 1999 - May 25, 1999
HOWARD WEIL INCORPORATED
July 14, 1997 - December 31, 1998
HOWARD WEIL INCORPORATED
December 12, 1994 - July 16, 1997
APEX CLEARING CORPORATION
April 30, 1991 - December 13, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
August 1, 1990 - April 30, 1991
MABON, NUGENT & CO.
August 9, 1983 - August 7, 1990
INVEST FINANCIAL CORPORATION
December 21, 1979 - August 10, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 9/24/2022
General Securities Representative ExaminationCurrent Firm
FUNDING CIRCLE SECURITIES LLC
CRD#: 149479 / SEC#: , 8-68146
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
