Charles W. Leitzke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Williams Leitzke, who also goes by Charles William Leitake, Charles William Leitzke, Chuck W Leitzke, was a registered financial advisor .
Charles is a previously registered financial advisor and started their career in finance in 1980. Charles had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2003 - July 6, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 1, 2003 - July 6, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 28, 2002 - October 6, 2003
MUTUAL SERVICE CORPORATION
January 26, 2000 - October 6, 2003
MUTUAL SERVICE CORPORATION
November 16, 1998 - January 27, 2000
SENTRA SECURITIES CORPORATION
August 5, 1994 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
November 7, 1989 - July 15, 1994
TITAN/VALUE EQUITIES GROUP, INC.
March 3, 1989 - November 7, 1989
VALUE EQUITIES CORPORATION
September 19, 1988 - March 7, 1989
FINANCIAL WEST INVESTMENT GROUP
July 28, 1987 - August 17, 1988
IPN INVESTMENT SERVICES, INC.
October 4, 1984 - August 11, 1987
GRANITE CAPITAL
December 2, 1981 - November 13, 1984
ALL SERVICES FINANCIAL CENTER
January 15, 1980 - February 1, 1982
FINANCIAL PLANNERS EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/7/1980
Registered Representative ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
