John B. Woodard

WOODARD & CO ASSET MANAGEMENT GROUP

Bermuda Run, NC 27006

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CRD#: 703241

Professional summary

John Bennett Woodard JR, who also goes by John Bennett Woodard, is a registered financial advisor currently at WOODARD & CO ASSET MANAGEMENT GROUP INC located in Bermuda Run, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. John has worked at 5 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Bennett Woodard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Bennett Woodard JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2018 - Present

WOODARD & CO ASSET MANAGEMENT GROUP INC

Office #1: 117 Kinderton Boulevard, Bermuda Run, NC 27006

RIA

CRD#: 108199

Bermuda Run, NC

Past

October 3, 1997 - March 9, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 1, 1996 - June 23, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 3, 1985 - July 11, 1996

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

September 25, 1984 - May 6, 1985

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

Past

January 15, 1980 - October 4, 1984

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOODARD & CO ASSET MANAGEMENT GROUP INC

CRD#: 108199 / SEC#: 801-24818

RIA

Registered Investment Advisory firm - (8/1/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/13/2018)

IAR

Florida
(9/10/2018)

IAR

Georgia
(9/4/2018)

IAR

North Carolina
(8/13/2018)

IAR

South Carolina
(8/13/2018)

IAR

Texas
(8/13/2018)

IAR

Virginia
(8/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/24/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 4/27/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 11/29/1982

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/15/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/1985

General Securities Principal Examination

Current Firm

WOODARD & CO ASSET MANAGEMENT GROUP INC

CRD#: 108199 / SEC#: 801-24818

RIA

Registered Investment Advisory firm - (8/1/1985 Approved)

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Contact information

Main Address

117 Kinderton Boulevard, Bermuda Run, NC 27006

Mailing Address

Phone number

(336) 998-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WOODARD & COMPANY WRAP FEE BROCHURE (3/27/2025)

WOODARD & COMPANY FORM ADV, PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,812
AUM (Assets Under Management)	$ 1,039,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John B. Woodard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Bennett Woodard JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

THE ROBINSON-HUMPHREY COMPANY, LLC

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

WOODARD & CO ASSET MANAGEMENT GROUP INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2018

Series 63

Date: 10/24/1980

Series 15

Date: 4/27/1984

Series 3

Date: 11/29/1982

Series 7

Date: 12/15/1979

Series 24

Date: 12/18/1985

Current Firm

WOODARD & CO ASSET MANAGEMENT GROUP INC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOODARD & CO ASSET MANAGEMENT GROUP INC

TRUST BUT VERIFY

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