Douglas D. Coleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Davis Coleman was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1980. Douglas had worked at 3 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 1985 - July 12, 1985
SCOTT SECURITIES, INC.
September 28, 1983 - December 27, 1984
ADVANTAGE CAPITAL CORPORATION
January 15, 1980 - March 28, 1984
STRATEGIC DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/8/1980
Registered Representative ExaminationCurrent Firm
SCOTT SECURITIES, INC.
CRD#: 13862 / SEC#: , 8-29904
Contact information
Documents
Red Flags
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