DL
Daniel Lubs
INTEGRATED INVESTMENT STRATEGIES,INC.
Carmel, IN 46032
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CRD#: 7032080
DL
Professional summary
Daniel Lubs is a registered financial advisor currently at INTEGRATED INVESTMENT STRATEGIES,INC. located in Carmel, Indiana.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Daniel has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAL CORP SERVICES POSITION: Engineering & Operations Consultant NATURE: Engineering and operations consultant INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2011 ADDRESS: 7015 Brookville Rd, Indianapolis IN 46239, United States DESCRIPTION: Assist in operations and design of PLC systems CARNOT COMPRESSION INC. POSITION: Technical Advisor NATURE: Compressor manufacturer for new compression technology INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 5610 Scotts Valley Dr, Ste B 513, Scotts Valley CA 95066, United States DESCRIPTION: To be on the advisory board and support the technical creationof this new compressor INTEGRATED INVESTMENT STRATEGIES, INC. POSITION: Board Member NATURE: Curt is an Investment Advisor that focuses on one mutual fund product for a very specific set of goals with his clients. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/23/2020 ADDRESS: 9465 Counselors Row, Suite 200, Indianapolis IN 46240, United States DESCRIPTION: Board Member will meet 2-4 times per year and provide review of financials for the corporation. Review of overhead items such as business structure (tax purposes), review of proper insurance(s), review of profitability and expenses. Members will also vote for majorchanges in the business.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Lubs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2022 - Present
INTEGRATED INVESTMENT STRATEGIES,INC.
Office #1: 600 E Carmel Drive Suite 110, Carmel, IN 46032RIA
CRD#: 122706
Carmel, IN
Past
August 24, 2020 - December 31, 2021
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Indianapolis, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(8/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/21/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
II
INTEGRATED INVESTMENT STRATEGIES,INC.
IIS | INTEGRATED INVESTMENT STRATEGIES,INC. | INTEGRATED INVESTMENT STRATEGIES ADVISORY SERVICES | INTEGRATED INVESTMENT EDUCATORS
CRD#: 122706 / SEC#:
Indiana
Registered Investment Advisory firm - (12/20/2001 Approved)Texas
Registered Investment Advisory firm - (3/12/2014 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 E Carmel Drive Suite 110, Carmel, IN 46032
Mailing Address
Phone number
(317) 843-5577
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 195 |
| AUM (Assets Under Management) | $ 69,034,425 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 3/10/2014 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
