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IS

Ian M. Stratman

STONEBRIDGE WEALTH SYSTEMS
Grand Island, NE 68803
Some features on this profile are disabled
CRD#: 7031781
IS

Professional summary

Ian Michael Stratman, who also goes by Ian Stratman, is a registered financial advisor currently at STONEBRIDGE WEALTH SYSTEMS LLC located in Grand Island, Nebraska.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ian has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ian Stratman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Michael Stratman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2026 - Present

STONEBRIDGE WEALTH SYSTEMS LLC

Office #1: 834 North Diers Avenue, Grand Island, NE 68803
RIA
CRD#: 327894
Grand Island, NE
Past

August 14, 2024 - April 16, 2026

PRINCIPAL ADVISED SERVICES

RIA
CRD#: 297324
Des Moines, IA
Past

June 3, 2023 - November 26, 2023

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
GRAND ISLAND, NE
Past

August 1, 2019 - April 16, 2026

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

December 21, 2018 - May 7, 2019

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STONEBRIDGE WEALTH SYSTEMS LLC
STONEBRIDGE WEALTH SYSTEMS LLC | STONEBRIDGE WEALTH, LLC

CRD#: 327894 / SEC#: 801-128877

RIA
Registered Investment Advisory firm - (10/12/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nebraska
(4/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/24/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/29/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/15/2018
Securities Industry Essentials Examination

Current Firm

SW
STONEBRIDGE WEALTH SYSTEMS LLC
STONEBRIDGE WEALTH SYSTEMS LLC | STONEBRIDGE WEALTH, LLC

CRD#: 327894 / SEC#: 801-128877

RIA
Registered Investment Advisory firm - (10/12/2023 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
108 1st Avenue Place, Kearney, NE 68847
Mailing Address
Phone number
(308) 698-0144
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (7/2/2025)

Regulatory assets under management

Total Number of Accounts2,152
AUM (Assets Under Management)$ 276,013,268

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEBRIDGE WEALTH SYSTEMS LLC

CRD#: 327894Grand Island, NE 68803

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