Allen H. Hodys
MONECO ADVISORS
Harrison, NY 10528-2418
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CRD#: 7031378
Professional summary
Allen H Hodys, CFP®, who also goes by Al Hodys, is a registered financial advisor currently at MONECO ADVISORS located in Harrison, New York and LPL FINANCIAL LLC located in Harrison, New York.
Allen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Allen has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Al Hodys
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)11/27/2018 - LICENSED ATTORNEY - ALLEN HODYS - 0% - NOT INVESTMENT RELATED - Mamaroneck, NY 10543 2)11/27/2018 - DBA for LPL Business (entity for LPL business) - RIGHTIREMENT WEALTH PARTNERS - INVESTMENT RELATED - WHITE PLAINS, NY 10604 3)11/27/2018 - NOTARY - ALLEN HODYS - 0% - INVESTMENT RELATED - WHITE PLAINS, NY 10604. 4) 1/16/2019 - RIGHTIREMENT WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/27/2018 - 160 Hours Per Month During Securities Trading. 5) 5/30/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/30/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/29/2019 - RWP Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/02/2019 - 170 Hours Per Month During Securities Trading. 7) 11/18/2024 - Jurs Montgomery Brokerage - Non-Variable Insurance - Investment Related - At Reported Business location(s) - Start Date 04/09/2018 - 3 Hours per month/ 1 hour during Trading 8) 11/18/2024 - MONECO Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) - Start Date 10/01/2024 - 160 Hours per month/ 8 hours during Trading 9. 08/01/2025 - MONECO Insurance, LLC - Non-Variable Insurance - Investment Related - At Reported Business location(s) - Start Date 07/01/2025 - 3 Hours per month/ 1 hours during Trading
CRS (Client Relationship Summary) - RIA
Click below to view Allen H Hodys's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
October 1, 2024 - Present
MONECO ADVISORS
Office #1: 440 Mamaroneck Ave Ste 401, Harrison, NY 10528-2418RIA
CRD#: 171922
Harrison, NY
Current
December 20, 2018 - Present
LPL FINANCIAL LLC
Office #1: 440 Mamaroneck Ave Ste 403, Harrison, NY 10528-2418RIA
BD
CRD#: 6413
Harrison, NY
Past
July 9, 2021 - October 3, 2024
INDEPENDENT ADVISOR ALLIANCE, LLC
RIA
CRD#: 168267
Harrison, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/16/2019)
RR
Colorado(6/30/2022)
RR
Connecticut(11/15/2021)
IAR
Connecticut(10/1/2024)
RR
Florida(12/6/2022)
RR
Massachusetts(3/5/2020)
RR
Nevada(8/5/2019)
RR
New York(12/20/2018)
IAR
New York(10/1/2024)
RR
Oregon(10/29/2024)
RR
Washington(8/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/20/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2150 Post Road, Suite 201, Fairfield, CT 06824
Mailing Address
Phone number
(203) 319-3550
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,130 |
| AUM (Assets Under Management) | $ 1,915,081,746 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
