FD
Ford Dickinson
MONROE FINANCIAL PARTNERS
Chicago, IL
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CRD#: 7031257
FD
Professional summary
Ford Dickinson is a registered financial professional currently at MONROE FINANCIAL PARTNERS, INC. located in Chicago, Illinois.
Ford is registered as a RR (Registered Representative) and started their career in finance in 2020. Ford has worked at 2 firms and has passed the Series 63, Series 65, Series 57TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAIMYOO LLC, I am the sole proprietor. I set the company up to help facilitate my coding and web-design work. It currently is not investment related, I do not work during trading-hours and commit less than 4 hours a month to the endeavor. I am the owner of the Sole member LLC, I founded the company in 2021. I plan on using DAIMYOO LLC to continue servicing websites passively, and make other business ventures in the future.
CRS (Client Relationship Summary) - BD
Click below to view Ford Dickinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 2, 2022 - Present
MONROE FINANCIAL PARTNERS, INC.
Office #2: 500 W. Madison Suite 450, Chicago, IL 60661BD
CRD#: 2811
Chicago, IL
Past
November 23, 2020 - October 13, 2022
MIDDLETON DICKINSON CAPITAL MANAGEMENT, LLC
RIA
CRD#: 139363
GENEVA, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/1/2023)
RR
California(2/1/2023)
RR
Colorado(6/30/2023)
RR
Florida(2/1/2023)
RR
Georgia(2/1/2023)
RR
Illinois(11/18/2022)
RR
Indiana(2/1/2023)
RR
Iowa(2/1/2023)
RR
Kentucky(9/24/2024)
RR
Louisiana(10/15/2025)
RR
Massachusetts(2/1/2023)
RR
Michigan(2/1/2023)
RR
Minnesota(2/1/2023)
RR
Nevada(2/1/2023)
RR
New York(2/1/2023)
RR
North Carolina(2/1/2023)
RR
Oregon(2/1/2023)
RR
Pennsylvania(2/1/2023)
RR
Texas(2/1/2023)
RR
Virginia(2/1/2023)
RR
Wisconsin(2/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/6/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 7TO
Date: 11/2/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MONROE FINANCIAL PARTNERS, INC.
MONROE FINANCIAL PARTNERS, INC. | MONROE SECURITIES, INC.
CRD#: 2811 / SEC#: , 8-14045
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
500 W. Madison, Suite 450, Chicago, IL 60661
Mailing Address
500 W. Madison, Suite 450, Chicago, IL 60661
Phone number
(312) 521-1000
Established
New York since 07/18/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PT FINANCIAL COMPANIES, LLC | MANAGING MEMBER | |
| BURESH, ADAM COULTER | BOARD MEMBER | 5216617 |
| DILASCIA, DARYLE ANTHONY | PRESIDENT/BOARD MEMBER | 2793078 |
| DOCHERTY, JENNIFER ANN | GENERAL COUNSEL | 4587223 |
| GAZDA, RYAN M | TREASURER, CFO & BOARD MEMBER | 4230980 |
| LOVE, KRISTIN M | SECRETARY, CCO & BOARD MEMBER | 4370951 |
| MCCRARY, TIMOTHY JAMES | HEAD OF TRADING/BOARD MEMBER | 5789747 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
