Barry A. Ransick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry A Ransick, AIF® was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1980. Barry had worked at 5 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - November 13, 2024
PRINCIPLED WEALTH ADVISORS, LLC
November 21, 2005 - November 6, 2024
COMMONWEALTH FINANCIAL NETWORK
November 21, 2005 - November 6, 2024
COMMONWEALTH FINANCIAL NETWORK
October 27, 2000 - November 22, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 1, 2000 - November 22, 2005
OSAIC FA, INC.
June 1, 1998 - November 22, 2005
OSAIC FA, INC.
January 2, 1980 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 12/18/1979
Registered Representative ExaminationCurrent Firm
PRINCIPLED WEALTH ADVISORS, LLC
CRD#: 138143 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
