Raymond E. Lacourse

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CRD#: 703092

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Raymond Ernest Lacourse, CFP® was a registered financial professional .

Raymond is a previously registered financial professional and started their career in finance in 1980. Raymond had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 10/2019 ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, AND LONG TERM CARE ; 2. NAME OF OTHER BUSINESS: METACOMET RIDGE ADVISORS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES ; 3. NAME OF OTHER BUSINESS: GREEN MTN CONCERT SERVICES, INC; INVESTMENT RELATED: NO; ADDRESS: 25 WENTWORTH DRIVE WILLISTON, VT 05495; NATURE OF BUSINESS: SECURITY; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: SECURITY GUARD; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: UNARMED, SECURITY GUARD FOR CONCERT EVENTS, VENUE AND EDUCATIONAL INSTITUTIONS;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Past

March 21, 2024 - December 31, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

EASTHAMPTON, MA

Past

November 5, 2019 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

EASTHAMPTON, MA

Past

October 31, 2019 - December 31, 2024

CETERA ADVISORS LLC

CRD#: 10299

EASTHAMPTON, MA

Past

January 10, 2006 - July 17, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

EASTHAMPTON, MA

Past

March 15, 1999 - July 17, 2019

LPL FINANCIAL LLC

CRD#: 6413

EASTHAMPTON, MA

Past

January 2, 1996 - March 11, 1999

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

February 28, 1994 - December 31, 1995

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

February 2, 1993 - March 4, 1994

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

April 7, 1992 - February 5, 1993

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

April 14, 1986 - December 18, 1986

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

September 17, 1985 - December 10, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

January 3, 1980 - September 9, 1985

WEDBUSH SECURITIES INC.

CRD#: 877

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/6/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/21/1999

General Securities Principal Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Raymond E. Lacourse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIS SECURITIES, INC.

FORESIDE FUNDS DISTRIBUTORS LLC

VERAVEST INVESTMENTS, INC.

NYLIFE SECURITIES LLC

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

WEDBUSH SECURITIES INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/1998

Series 63

Date: 4/14/1992

SIE

Date: 10/1/2018

Series 7

Date: 10/8/1997

Series 6

Date: 4/6/1992

Series 24

Date: 5/21/1999

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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