William M. Donovan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Donovan, who also goes by Bill Donovan, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1972. William had worked at 8 firms and has passed the Series 63, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 1998 - May 29, 2014
SANTANDER INVESTMENT SECURITIES INC.
February 9, 1996 - July 18, 1997
ARJENT LTD.
April 20, 1993 - October 27, 1994
UBS SECURITIES LLC
June 14, 1990 - April 14, 1993
CRT GOVERNMENT SECURITIES, LTD.
December 22, 1987 - April 16, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
August 29, 1979 - January 11, 1988
KIDDER, PEABODY & CO. INCORPORATED
January 24, 1974 - June 4, 1978
CREDIT SUISSE SECURITIES (USA) LLC
November 15, 1972 - August 13, 1973
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/29/1981
Interest Rate Options ExaminationSeries 1
Date: 11/13/1972
Registered Representative ExaminationCurrent Firm
SANTANDER INVESTMENT SECURITIES INC.
CRD#: 37216 / SEC#: 801-70715, 8-47664
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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