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KF

Kristen M. Fischer

PROFUNDS DISTRIBUTORS
New York, NY 10001
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CRD#: 7030688
KF
Kristen M. FischerPROFUNDS DISTRIBUTORS

Professional summary


Kristen M. Fischer, who also goes by Kristen Fischer, Kristen Lopes, Kristen M. Lopes, is a registered financial professional currently at PROFUNDS DISTRIBUTORS, INC. located in New York, New York.

Kristen is registered as a RR (Registered Representative) and started their career in finance in 2019. Kristen has worked at 2 firms and has passed the Series 7TO and SIE exams.

Aliases


Kristen Fischer | Kristen Lopes | Kristen M. Lopes

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kristen M. Fischer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 9, 2024 - Present

PROFUNDS DISTRIBUTORS, INC.

Office #1: 66 Hudson Blvd E, New York, NY 10001
BD
CRD#: 19541
New York, NY
Past

June 11, 2019 - August 19, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 6/11/2019
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm


PD
PROFUNDS DISTRIBUTORS, INC.
CONCORD FINANCIAL GROUP, INC. | PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541 / SEC#: , 8-37601

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Mailing Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Phone number
(240) 497-6400
Established
Delaware since 12/22/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
PROFUND ADVISORS LLCSOLE SHAREHOLDER109585
COHEN, STEVEN BRIANPRESIDENT2737221
FRYE, VICTOR MORSECHIEF COMPLIANCE OFFICER1253717
MORONEY, NOELLEFINOP/TREASURER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONAL OFFICER6582471
MORRIS, RICHARD FRANCISCHIEF LEGAL OFFICER5097044

Disclosures


Regulatory Event1

Red Flags


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Company Information


PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541New York, NY 10001

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