George G. Eilers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Gregory Eilers, who also goes by Greg Eilers, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1981. George had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2020 - December 18, 2020
CETERA INVESTMENT ADVISERS LLC
October 15, 2019 - December 18, 2020
CETERA INVESTMENT SERVICES LLC
October 11, 2011 - October 21, 2019
LPL FINANCIAL LLC
January 29, 2008 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
December 12, 2006 - February 5, 2008
IFMG SECURITIES, INC.
October 24, 2003 - December 31, 2006
TCF INVESTMENTS, INC.
July 23, 2003 - October 21, 2003
NATIONAL CLEARING CORP.
April 10, 2002 - October 2, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
March 7, 2000 - March 1, 2002
STOCKWALK.COM, INC.
February 20, 1996 - January 2, 1998
JOHN G. KINNARD AND COMPANY, INCORPORATED
February 14, 1990 - February 14, 1996
COLLIERS SECURITIES LLC
January 12, 1988 - February 10, 1990
HEINER FINANCIAL SERVICES CORPORATION
October 10, 1986 - February 21, 1990
HEINER & STOCK, INC.
May 29, 1986 - October 10, 1986
CRAIG-HALLUM, INC.
May 24, 1984 - February 21, 1990
HEINER & STOCK, INC.
November 10, 1982 - May 21, 1984
MIDWEST DISCOUNT SECURITIES, INC.
October 19, 1981 - September 13, 1982
IRI SECURITIES CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/17/2001
Limited Representative-Equity Trader ExamCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
