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Stephen T. Pavlick

RENAISSANCE MACRO RESEARCH LLC
Lake Placid, NY
Some features on this profile are disabled
CRD#: 7030581
SP

Professional summary

Stephen Terry Pavlick is a registered financial advisor currently at RENAISSANCE MACRO RESEARCH LLC located in Lake Placid, New York and RENAISSANCE MACRO SECURITIES, LLC located in Darien, Connecticut.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Stephen has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Terry Pavlick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2022 - Present

RENAISSANCE MACRO RESEARCH LLC

RIA
CRD#: 311821
Lake Placid, NY
Current

January 2, 2020 - Present

RENAISSANCE MACRO SECURITIES, LLC

Office #1: 9 Old King's Highway S 3rd Fl, Darien, CT 06820
BD
CRD#: 163927
Darien, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(9/30/2023)
IAR
New York
(1/12/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 9/30/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/9/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/29/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

RM
RENAISSANCE MACRO RESEARCH LLC
RENAISSANCE MACRO RESEARCH LLC

CRD#: 311821 / SEC#:

New York
Registered Investment Advisory firm - (1/12/2022 Approved)
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Contact information

Main Address
Lake Placid, NY
Mailing Address
52 White Face Lane Box 52, Lake Placid, NY 12946
Phone number
(212) 537-8811
Established
Firm type
Fiscal year end
# of Employees
14

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

RENAISSANCE MACRO RESEARCH LLC

CRD#: 311821Lake Placid, NY

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