Steven C. Hyland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Craig Hyland, who also goes by Steve Hyland, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1980. Steven had worked at 12 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2009 - December 31, 2022
THE LEADERS GROUP, INC.
September 13, 2006 - December 15, 2008
GLOBAL ATLANTIC DISTRIBUTORS, LLC
November 18, 2003 - September 8, 2006
ROBERT W. BAIRD & CO. INCORPORATED
November 9, 1999 - November 20, 2003
HIMCO DISTRIBUTION SERVICES COMPANY
August 15, 1997 - November 3, 1999
STANTON INVESTMENT SERVICES, INC.
January 23, 1997 - August 14, 1997
INVESTORS BROKERAGE SERVICES, INC.
June 27, 1994 - August 6, 1996
BROKER DEALER FINANCIAL SERVICES CORP.
July 27, 1990 - June 15, 1994
NATIONWIDE FUND DISTRIBUTORS LLC
August 10, 1989 - July 31, 1990
ALLIED GROUP SECURITIES CORPORATION
February 8, 1988 - December 31, 1988
INVESTORS BROKERAGE SERVICES, INC.
November 24, 1986 - October 22, 1987
F & G SECURITIES, INC.
January 2, 1980 - November 28, 1986
SIGNATOR INVESTORS, INC.
January 2, 1980 - June 17, 1987
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 12/14/1979
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
