EM
Eric W. Montgomery
CONFLUENCE FINANCIAL PARTNERS
Grove City, PA 16127
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CRD#: 7030367
EM
Professional summary
Eric William Montgomery, CFP® is a registered financial advisor currently at CONFLUENCE FINANCIAL PARTNERS located in Grove City, Pennsylvania.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Eric has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2.NAME OF OTHER BUSINESS: JACKSON CENTER BOROUGH INVESTMENT RELATED: NO ADDRESS: 1229 FRANKLIN ROAD, JACKSON CENTER, PA 16133 NATURE OF BUSINESS: BOOKKEEPING START DATE: 01/2017 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: TREASURER 3.NAME OF OTHER BUSINESS: JACKSON CENTER VOLUNTEER FIRE COMPANY INVESTMENT RELATED: NO ADDRESS: 1234 FRANKLIN ROAD, JACKSON CENTER, PA 16133 NATURE OF BUSINESS: BOOKKEEPING START DATE: 01/2017 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: TREASURER 4.NAME OF OTHER BUSINESS: LAKEVIEW AREA PUBLIC LIBRARY INVESTMENT RELATED: NO ADDRESS: 3265 SOUTH MAIN STREET, SANDY LAKE, PA 16145 NATURE OF BUSINESS: COMMUNITY LIBRARY START DATE: 01/2019 POSITION/TITLE/RELATIONSHIP: MEMBER OF FINANCE COMMITTEE. APX NUMBER OF HOURS PER WEEK: 16 HOURS PER YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 16 HOURS PER YEAR BRIEF DESCRIPTION OF DUTIES: HELPING WITH DIRECTION OF THE LIBRARY 5.NAME OF OTHER BUSINESS: MONTGOMERY'S HARDWARE INC. INVESTMENT RELATED: NO ADDRESS: 1088 FRANKLIN ROAD, JACKSON CENTER, PA 16133 NATURE OF BUSINESS: HARDWARE / POWER EQUIPMENT START DATE: 01/2006 POSITION/TITLE/RELATIONSHIP: BOOKKEEPER / LABORER APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 6 BRIEF DESCRIPTION OF DUTIES: BOOKKEEPER / LABORER 6. NAME OF OTHER BUSINESS: GROVE CITY AREA CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: 119 SOUTH BROAD STREET GROVE CITY PA 16127; NATURE OF BUSINESS: CHAMBER OF COMMERCE; START DATE: 7/2020 POSITION/TITLE/RELATIONSHIP: BOARD/TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE INCOME AND EXPENSE OF ORGANIZATION, PREPARE REPORTS; 7. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/2022; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE;
CRS (Client Relationship Summary) - RIA
Click below to view Eric William Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
August 29, 2024 - Present
CONFLUENCE FINANCIAL PARTNERS
Office #1: 115 Erie St, Grove City, PA 16127RIA
CRD#: 311980
Grove City, PA
Past
June 29, 2023 - August 29, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GROVE CITY, PA
Past
October 29, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GROVE CITY, PA
Past
February 5, 2019 - August 29, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
GROVE CITY, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONFLUENCE FINANCIAL PARTNERS
CONFLUENCE FINANCIAL PARTNERS | CONFLUENCE WEALTH SERVICES, INC. | CONFLUENCE FINANCIAL PARTNERS, INC.
CRD#: 311980 / SEC#: 801-120711
RIA
Registered Investment Advisory firm - (4/5/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(8/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/22/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 2/5/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
CF
CONFLUENCE FINANCIAL PARTNERS
CONFLUENCE FINANCIAL PARTNERS | CONFLUENCE WEALTH SERVICES, INC. | CONFLUENCE FINANCIAL PARTNERS, INC.
CRD#: 311980 / SEC#: 801-120711
RIA
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Contact information
Main Address
732 E Mcmurray Rd, Mcmurray, PA 15317
Mailing Address
Phone number
(724) 271-8801
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,924 |
| AUM (Assets Under Management) | $ 5,454,175,362 |
Red Flags
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Company Information
CONFLUENCE FINANCIAL PARTNERS
CRD#: 311980Grove City, PA 16127TRUST BUT VERIFY
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