Shannon J. Ross

LIGHTHOUSE FINANCIAL LLC

Broomfield, CO 80021-8009

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CRD#: 7030233

Professional summary

Shannon Jeanette Ross, who also goes by Shannon Jeanette Hays, is a registered financial advisor currently at LIGHTHOUSE FINANCIAL LLC located in Broomfield, Colorado and PETRA FINANCIAL ADVISORS INC located in Colorado Springs, Colorado.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Shannon has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shannon Jeanette Hays

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BNW CONTRACTING INC; NON - INVESTMENT RELATED; 13511 NORTHGATE ESTATES DR, STE 200, COLORADO SPRINGS, CO; ADMIN SERVICES COMPANY; CLIENT SERVICES MANAGER; 01/2019; 10/WK- 5/TRADING 2) YOUNIFY CONSULTING, INC; NON - INVESTMENT RELATED; 13511 NORTHGATE ESTATES DR, STE 200, COLORADO SPRINGS, CO; BUSINESS CONSULTING; PRESIDENT; 05/2012; 10/WK- 10/TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Jeanette Ross's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2019 - Present

LIGHTHOUSE FINANCIAL LLC

Office #1: 370 Interlocken Blvd. Suite 525, Broomfield, CO 80021-8009

RIA

CRD#: 109251

Broomfield, CO

Current

September 23, 2022 - Present

PETRA FINANCIAL ADVISORS INC

Office #1: 12295 Oracle Blvd. Suite 210, Colorado Springs, CO 80921

RIA

CRD#: 107196

Colorado Springs, CO

Past

June 1, 2020 - September 20, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Broomfield, CO

Past

October 12, 2018 - April 12, 2019

ACCELERATED WEALTH ADVISORS LLC

RIA

CRD#: 170022

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETRA FINANCIAL ADVISORS INC

LIGHTHOUSE FINANCIAL, LLC | PETRA FINANCIAL ADVISORS INC

CRD#: 107196 / SEC#: 801-39169

RIA

Registered Investment Advisory firm - (6/27/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/2018

Uniform Investment Adviser Law Examination

Current Firm

PETRA FINANCIAL ADVISORS INC

LIGHTHOUSE FINANCIAL, LLC | PETRA FINANCIAL ADVISORS INC

CRD#: 107196 / SEC#: 801-39169

RIA

Registered Investment Advisory firm - (6/27/1991 Approved)

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Contact information

Main Address

2 North Nevada Ave Suite 1300, Colorado Springs, CO 80903-1626

Mailing Address

Phone number

(719) 636-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A/B (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,183
AUM (Assets Under Management)	$ 387,778,985

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shannon J. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Jeanette Ross's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTHOUSE FINANCIAL LLC

PETRA FINANCIAL ADVISORS INC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

ACCELERATED WEALTH ADVISORS LLC

Primary Firm SEC Registration

PETRA FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/2018

Current Firm

PETRA FINANCIAL ADVISORS INC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETRA FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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