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Ashley Nicole Arsena

Ashley N. Arsena

SHAKER INVESTMENTS
Beachwood, OH 44122-7337
Some features on this profile are disabled
CRD#: 7030080
Ashley Nicole Arsena

Professional summary

Ashley Nicole Arsena, CFP® is a registered financial advisor currently at SHAKER INVESTMENTS located in Beachwood, Ohio.

Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ashley has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Nicole Arsena's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

October 24, 2018 - Present

SHAKER INVESTMENTS

Office #1: 3201 Enterprise Parkway Suite 310, Beachwood, OH 44122-7337
RIA
CRD#: 119135
Beachwood, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SHAKER INVESTMENTS
SHAKER INVESTMENT LLC | SHAKER INVESTMENTS, L.L.C. | SHAKER INVESTMENTS, INC. | SHAKER INVESTMENTS LLC | SHAKER INVESTMENTS

CRD#: 119135 / SEC#: 801-60907

RIA
Registered Investment Advisory firm - (1/1/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(10/24/2018)
IAR
Texas
(3/23/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/23/2018
Uniform Investment Adviser Law Examination

Current Firm

SI
SHAKER INVESTMENTS
SHAKER INVESTMENT LLC | SHAKER INVESTMENTS, L.L.C. | SHAKER INVESTMENTS, INC. | SHAKER INVESTMENTS LLC | SHAKER INVESTMENTS

CRD#: 119135 / SEC#: 801-60907

RIA
Registered Investment Advisory firm - (1/1/2002 Approved)
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Contact information

Main Address
3201 Enterprise Parkway Suite 310, Beachwood, OH 44122-7337
Mailing Address
Phone number
(216) 292-2950
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SHAKER INVESTMENTS FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts274
AUM (Assets Under Management)$ 253,099,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHAKER INVESTMENTS

CRD#: 119135Beachwood, OH 44122-7337

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