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MM

Maia L. Mcgehee

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CRD#: 702992
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maia Laura Mcgehee, who also goes by Maia Monday, was a registered financial professional .

Maia is a previously registered financial professional and started their career in finance in 1980. Maia had worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Maia Monday

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 24, 2011 - December 31, 2021

HERMES ECONOMETRICS

RIA
CRD#: 113643
NOVATO, CA
Past

March 15, 2010 - December 31, 2010

HERMES ECONOMETRICS

RIA
CRD#: 113643
NOVATO, CA
Past

October 3, 2007 - December 31, 2009

HERMES ECONOMETRICS

RIA
CRD#: 113643
SAN RAFAEL, CA
Past

April 26, 1996 - June 27, 2021

MERCURY SECURITIES, LLC

BD
CRD#: 40368
SAN RAFAEL, CA
Past

August 16, 1995 - March 12, 1996

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

August 24, 1989 - August 16, 1995

CORPORATE BENEFIT SECURITIES, INC.

BD
CRD#: 13975
MISSION VIEJO, CA
Past

July 2, 1986 - August 5, 1989

BTS SECURITIES CORPORATION

BD
CRD#: 8328
LINCOLN, MA
Past

January 23, 1984 - April 4, 1984

FIRST INTERSTATE DISCOUNT BROKERAGE

BD
CRD#: 14371
Past

January 2, 1980 - January 31, 1982

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/10/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/14/1993
General Securities Principal Examination

Current Firm


HE
HERMES ECONOMETRICS
HERMES ECONOMETRICS | MAIA LAURA MCGEHEE

CRD#: 113643 / SEC#: 801-60403

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Contact information


Main Address
1615 Hill Road Suite 21, Novato, CA 94947-4304
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HERMES ECONOMETRICS

CRD#: 113643

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