RF
Raymond T. Foor
B.B. GRAHAM & COMPANY
Oklahoma City, OK 73118
Some features on this profile are disabled
CRD#: 702984
RF
Professional summary
Raymond Terrell Foor JR, who also goes by Ramey Foor, is a registered financial professional currently at B.B. GRAHAM & COMPANY, INC. located in Oklahoma City, Oklahoma.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1980. Raymond has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ramey Foor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)LEONARD INVESTMENT ADVISORS INC - IA REP EFFECTIVE 04/1999 - INVEST RELATED - 1900 NW EXPWY, STE #1450, OKC OK - 1 HR/MO DEVOTED DURING TRADING HRS AND 0 HRS/MO DURING NON-TRADING HRS (2)LEONARD AGENCY INC - INS AGENT EFF 04/1999 - INVEST RELATED - 1900 NW EXPWY STE# 1450, OKC OK - 10 HRS/MO DEVOTED DURING TRADING HRS AND 0 HRS/MO DURING NON-TRADING HRS 3 (3) Foor Family Revocable Trust; 2241 W. Lindsey St., #505, Norman, OK 73069. Serve as trustee of family trust. Non-investment related activity, zero hours per month during and off trading hours.
CRS (Client Relationship Summary) - BD
Click below to view Raymond Terrell Foor JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2014 - Present
B.B. GRAHAM & COMPANY, INC.
Office #1: 1900 Nw Expressway, Suite 1450, Oklahoma City, OK 73118RIA
BD
CRD#: 41533
Oklahoma City, OK
Past
May 1, 2000 - December 4, 2022
LEONARD INVESTMENT ADVISORS INC.
RIA
CRD#: 116712
Oklahoma City, OK
Past
August 29, 1998 - December 22, 2014
LEONARD SECURITIES, INC
BD
CRD#: 43176
NORMAN, OK
Past
April 14, 1994 - August 28, 1998
CENTURY INVESTMENT GROUP INCORPORATED
BD
CRD#: 36254
SAN DIEGO, CA
Past
February 22, 1989 - May 24, 1994
PAS, INC.
BD
CRD#: 8180
Past
January 2, 1980 - March 9, 1989
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BG
B.B. GRAHAM & COMPANY, INC.
B.B. GRAHAM & COMPANY, INC.
CRD#: 41533 / SEC#: 801-106968, 8-49477
RIA
Registered Investment Advisory firm - SEC (12/3/2015 Approved)Arizona
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)California
Registered Investment Advisory firm - SEC (1/16/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Illinois
Registered Investment Advisory firm - SEC (12/3/2015 Terminated)Iowa
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Nebraska
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/18/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/18/2014)
RR
Florida(12/18/2014)
RR
Michigan(12/18/2014)
RR
New Mexico(9/24/2024)
RR
Oklahoma(12/18/2014)
RR
Texas(12/18/2014)
RR
Virginia(12/18/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BG
B.B. GRAHAM & COMPANY, INC.
B.B. GRAHAM & COMPANY, INC.
CRD#: 41533 / SEC#: 801-106968, 8-49477
RIA
Registered Investment Advisory firm - SEC (12/3/2015 Approved)Arizona
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)California
Registered Investment Advisory firm - SEC (1/16/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Illinois
Registered Investment Advisory firm - SEC (12/3/2015 Terminated)Iowa
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Nebraska
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/18/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
1700 W. Katella Ave., Orange, CA 92867
Mailing Address
1700 W. Katella Ave., Orange, CA 92867
Phone number
(714) 628-5200
Established
California since 06/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
28
SEC notice filing (45 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRAHAM, BRUCE EDWIN | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 2563258 |
| BETTFREUND, JOHN WAYNE JR | CHIEF COMPLIANCE OFFICER | 1448436 |
| CALLEN, DOUGLAS BRAD | SENIOR VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER | 2133945 |
| GODINEZ, MARIE ELIZABETH | CHIEF OPERATIONS OFFICER | 3020086 |
Regulatory assets under management
| Total Number of Accounts | 303 |
| AUM (Assets Under Management) | $ 196,073,458 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
B.B. GRAHAM & COMPANY, INC.
CRD#: 41533Oklahoma City, OK 73118TRUST BUT VERIFY
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