AH

Amir N. Hekmati

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CRD#: 7029804
AH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amir Nema Hekmati, who also goes by Amir N Hekmati, was a registered financial professional .

Amir is a previously registered financial professional and started their career in finance in 2018. Amir had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Amir N Hekmati

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 10, 2020 - September 26, 2025

SIZEMORE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 146961
Houston, TX
Past

December 19, 2018 - February 13, 2019

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
HOUSTON, TX
Past

November 20, 2018 - February 13, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
HOUSTON, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SIZEMORE CAPITAL MANAGEMENT, LLC
BLUE ORBIT CAPITAL | SIZEMORE CAPITAL MANAGEMENT, LLC | PHYSICIAN CAPITAL PARTNERS | CAPITAL PARK WEALTH MANAGEMENT

CRD#: 146961 / SEC#: 801-120310

RIA
Registered Investment Advisory firm - (2/11/2021 Approved)
Texas
Registered Investment Advisory firm - (2/13/2025 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/14/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/20/2018
General Securities Representative Examination
General Industry/Product Exam

Current Firm


SC
SIZEMORE CAPITAL MANAGEMENT, LLC
BLUE ORBIT CAPITAL | SIZEMORE CAPITAL MANAGEMENT, LLC | PHYSICIAN CAPITAL PARTNERS | CAPITAL PARK WEALTH MANAGEMENT

CRD#: 146961 / SEC#: 801-120310

RIA
Registered Investment Advisory firm - (2/11/2021 Approved)
Texas
Registered Investment Advisory firm - (2/13/2025 Terminated)
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Contact information


Main Address
Calle Leonidas Yerovi 104 Office 204, San Isidro 15073
Mailing Address
8080 North Central Expy Ste 1700, Dallas, TX 75206
Phone number
(214) 265-6597
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts707
AUM (Assets Under Management)$ 109,428,829

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SIZEMORE CAPITAL MANAGEMENT, LLC

CRD#: 146961

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