Amir N. Hekmati

Some features on this profile are disabled

CRD#: 7029804

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amir Nema Hekmati, who also goes by Amir N Hekmati, was a registered financial professional .

Amir is a previously registered financial professional and started their career in finance in 2018. Amir had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Amir N Hekmati

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fund Manager for TradeFlow (2016 - Present) Business is investment related, though it focuses mainly on commodities futures. Amir is an Algorithm Developer for strategies in equity options, volatility products, and energy, and he advises investors on allocations to financial commodities, specifically WTI, and Gasoline. Additionally, he does Geopolitical Risk Analysis for MENA Region. The business is located at 1736 Wrenwood Lakes Houston, Texas 77043. Amir has operated this business since 2016. Hours dedicated will vary from week to week, though his research duties are complementary to his work at Sizemore Capital Management.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 10, 2020 - September 26, 2025

SIZEMORE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 146961

Houston, TX

Past

December 19, 2018 - February 13, 2019

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

HOUSTON, TX

Past

November 20, 2018 - February 13, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIZEMORE CAPITAL MANAGEMENT, LLC

BLUE ORBIT CAPITAL | SIZEMORE CAPITAL MANAGEMENT, LLC | PHYSICIAN CAPITAL PARTNERS | CAPITAL PARK WEALTH MANAGEMENT

CRD#: 146961 / SEC#: 801-120310

RIA

Registered Investment Advisory firm - (2/11/2021 Approved)

Texas

Registered Investment Advisory firm - (2/13/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/20/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/11/2018

Securities Industry Essentials Examination

Current Firm

SIZEMORE CAPITAL MANAGEMENT, LLC

BLUE ORBIT CAPITAL | SIZEMORE CAPITAL MANAGEMENT, LLC | PHYSICIAN CAPITAL PARTNERS | CAPITAL PARK WEALTH MANAGEMENT

CRD#: 146961 / SEC#: 801-120310

RIA

Registered Investment Advisory firm - (2/11/2021 Approved)

Texas

Registered Investment Advisory firm - (2/13/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Calle Leonidas Yerovi 104 Office 204, San Isidro 15073

Mailing Address

8080 North Central Expy Ste 1700, Dallas, TX 75206

Phone number

(214) 265-6597

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B CHARLES SIZEMORE (1/3/2025)

ADV PART 2B PHILLIP GUERRA (1/3/2025)

ADV PART 2B AMIR HEKMATI (1/3/2025)

MARIO RANDHOLM (1/3/2025)

ADV PART 2A (1/3/2025)

JONATHAN MCCLELLAND (1/3/2025)

ADV PART 2B EDWARD VICKERY (1/3/2025)

Regulatory assets under management

Total Number of Accounts	679
AUM (Assets Under Management)	$ 115,744,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Amir N. Hekmati

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIZEMORE CAPITAL MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

SIZEMORE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2018

Series 7TO

Date: 11/20/2018

SIE

Date: 10/11/2018

Current Firm

SIZEMORE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIZEMORE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors