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AN

Amanda K. Nakitare

IMC EXECUTION SERVICES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 7029800
AN

Professional summary

Amanda K Nakitare, who also goes by Amanda Kathrine Nakitare, Amanda Nakitare, Amanda K. Nakitare, Amanda Katherine Nakitare, is a registered financial professional currently at IMC EXECUTION SERVICES located in Chicago, Illinois and IMC SECURITIES LLC located in Chicago, Illinois.

Amanda is registered as a RR (Registered Representative) and started their career in finance in 2019. Amanda has worked at 5 firms and has passed the Series 63, Series 99TO, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amanda Kathrine Nakitare | Amanda Nakitare | Amanda K. Nakitare | Amanda Katherine Nakitare

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amanda K Nakitare's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2025 - Present

IMC EXECUTION SERVICES

Office #1: 233 S Wacker Drive #4300, Chicago, IL 60606
BD
CRD#: 301273
Chicago, IL
Current

March 5, 2025 - Present

IMC SECURITIES LLC

Office #1: 233 South Wacker Drive #4300, Chicago, IL 60606
BD
CRD#: 144874
Chicago, IL
Current

March 5, 2025 - Present

IMC FINANCIAL MARKETS

Office #1: 233 South Wacker Drive #4300, Chicago, IL 60606
BD
CRD#: 104143
Chicago, IL
Past

April 25, 2022 - January 30, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

December 5, 2019 - April 12, 2021

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/24/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 6TO
Date: 12/5/2019
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/15/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IF
IMC FINANCIAL MARKETS
HOLLAND TRADING HOUSE LLC | IMC-CHICAGO, LLC | IMC FINANCIAL MARKETS

CRD#: 104143 / SEC#: , 8-52600

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 South Wacker Drive #4300, Chicago, IL 60606
Mailing Address
233 South Wacker Drive #4300, Chicago, IL 60606
Phone number
(312) 244-3300
Established
Illinois since 04/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
IMC AMERICAS, INC.MEMBER
DOWNEY, JASON EDWARDCCO6080734
HANSEN, CHRISTINE ECEO5679799
HOFFMAN, ADAM MICHAELCOO5579229
NOWICKI, PAULFINOP, CFO, PFO, POO6097424

Disclosures

Regulatory Event35

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IMC FINANCIAL MARKETS

CRD#: 104143Chicago, IL 60606

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